By Kiersten Fletcher, Adam Mintz and Mary Hornak (November 4, 2025, 5:14 p.m. EST) — When the U.S. Securities and Exchange Commission brings a civil action in a securities fraud case, it has a range of potential remedies, including injunctive relief, restitution, and financial penalties. Historically, the SEC has treated disgorgement as a means to recover illicit gains received by the perpetrator of alleged fraud….
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